The Benefits of Joining Global.
Global Maxfin Capital Inc. (Global) is an independent full-service investment firm serving individual and institutional clients. With offices in British Colombia, Alberta, Ontario and Nova Scotia, our goal is to expand and become the leading independent dealer in Canada.
Whether you’re new to the financial industry or have years of experience, Global is dedicated to supporting our Investment Advisors achieve their clients' financial goals and dreams. Our entrepreneurial spirit is ideal for Investment Advisors who are hardworking and have the desire to succeed.
You’ll receive development, marketing, compliance and registration support and access to investment tools and client account management systems to help you expand your business. This support is in addition to the traditional back-office support provided through our relationship with Penson Financial Services Canada Inc.:
- Executing, clearing and settling trades
- Segregating or taking custody of client fund/securities
- Maintaining of books and recording of client translations
- Financing client position
- Preparing and distributing client statements and trade confirmations
- Financial and regulatory reporting
This support also allows you to focus on what’s important, growing your business and helping your clients.
At Global Maxfin Capital Inc., you choose the relationship that you want to have with us, either as an Independent Employee or Independent Agent. Each offers unique advantages that can enhance your skills, client base and career. Yet both offer opportunities for growth, independence and financial success.
Independent Employee
This business model is ideal for Investment Advisors who want the freedom to build their business and focus on their clients. It allows them to work with other financial professionals within an existing Global Maxfin Capital Inc. branch.
As an Independent Employee, you’ll have access to a full array of services, products and support |
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while enjoying competitive compensation and bonus opportunities—offering higher payout rates, on average.
We understand that you work hard to build and maintain good client relationships. This relationship belongs to you. There’s also no pressure to sell any specific proprietary product. You offer what’s best for your clients, always.
Independent Agent
Ideal for the Investment Advisor who wants full control of their business, this model also allows access to all of Global Maxfin Capital Inc’s services and products. It provides the opportunity to run all aspects of their business, their way.
As an independent Agent, you call the shots at your branch. You pick all the details for your office including computers, software, furniture and décor. You hire and manage your support staff while still enjoying access to a full array of services and products.
You offer only what’s best for you clients. So, there’s no pressure to sell any specific proprietary product. We understand that you work hard to build and maintain good client relationships. This relationship belongs to you, always.
Your business will also enjoy higher compensation than traditional employee models as well as its tax advantages.
Learn more about benefits of joining Global Maxfin Capital Inc., contact us today.
Global is a member of the Global family of companies. With corporate offices in Vancouver, Calgary, Toronto, Montreal and Halifax as well as affiliate offices across Canada, the Global family of companies includes: Global Educational Marketing Corporation offering education savings plans, Global Insurance Solutions Inc. satisfying insurance needs, Global Maxfin Investments Inc. offering mutual fund solutions and Global Maxfin Capital Inc. offering investment solutions and corporate financing.
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